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More Participants Staying the Course amid Recent Market Volatility

November 2011

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Vanguard Research recently reported that 97.5% of participants made no changes in response to the market volatility in August[1]. Participants holding a single target-date[2] fund traded even less frequently – 99.6% of pure target-date fund investors did not react to the August market volatility by trading. Year-to-date, the net movement of money among traders has been generally toward fixed income investments. Even at the height of the August market volatility, there were significant gross flows toward equities. Vanguard noted that late July and early August were characterized by three distinct events: the debt ceiling debate, the downgrade of U.S. Treasury securities and a rising number of weaker-than-expected economic indicators. Stock prices were highly volatile during the first two weeks of August.

Historically, 1% of stock market trading days are associated with a change in stock prices of greater than +/–3%. During the first two weeks of August, 5 of 10 trading days were characterized by this level of volatility. On a year-to-date basis, 9% of participants have traded and only 2% of pure target-date fund holders have traded. Trading activity thus far in 2011 appears to be on par with 2009 and 2010, and down from 2008, when 16% of participants traded.



[1] Vanguard analyzed 3.1 million unique participants holding 3.4 million accounts in more than 2,000 plans.

[2] The target date is the date of expected withdrawals at retirement; the fund is not guaranteed at the target date or any other time. These funds are subject to risk, including the loss of principal.

New Wealth Advisors is an affiliate company of MFA – Moody, Famiglietti & Andronico, LLP. The views, opinions, positions or strategies expressed by New Wealth Advisors, the authors of this article are theirs alone, and do not necessarily reflect the views, opinions, positions or strategies of MFA – Moody, Famiglietti & Andronico, LLP.  MFA makes no representations as to accuracy, completeness, suitability, or validity of any information within this article and will not be liable for any errors, omissions, or delays in this information or any losses, injuries, or damages arising from its display or use.

This article contains general information that is not suitable for everyone. The information contained herein should not be construed as personalized investment advice. Past performance is no guarantee of future results. There is no guarantee that the views and opinions expressed in this article will come to pass. Investing in the stock market involves gains and losses and may not be suitable for all investors. Information presented herein is subject to change without notice and should not be considered as a solicitation to buy or sell any security.

New Wealth Advisors, LLC (New Wealth Advisors) is an SEC registered investment adviser with its principal place of business in the State of Massachusetts. New Wealth Advisors and its representatives are in compliance with the current notice filing requirements imposed upon registered investment advisers by those states in which New Wealth Advisors maintains clients. New Wealth Advisors may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements. Any subsequent, direct communication by New Wealth Advisors with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

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Scott D. Tuxbury
Director of Retirement & Investments
(978) 569-2947
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